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Online Essay, August 2014, Mystica M. Alexander California Law Review Online Essay, August 2014, Mystica M. Alexander California Law Review

Defining the Whistleblower Under Dodd-Frank: Who Decides?

The SEC and the Judiciary are at odds over whether an individual must report potential securities law violations directly to the SEC in order to qualify as a whistleblower under the Dodd-Frank Act. This Essay examines the statutory language at the heart of the conflict, the SEC regulation that potentially clarifies the scope of whistleblower…

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